| 07-02238 | 06/06/2008 | Claimant(s): Rachel Becker
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group.
Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
|  | $19,590 |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
| 07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica.
Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino
Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
| 07-03241 | 05/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Peter Hirshfield
Respondent Lawyers(s): Peter Hirshfield
Arbitrator(s): Marguerite B. Filson
Hearing Site: New York, NY
| | $0 |
| 07-03198 | 05/12/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): William Chen
Respondent Lawyers(s): William Chen
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 07-02178 | 05/09/2008 | Claimant(s): Alfred Baker
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Wildredo Felix, Primex Prime Electronic Execution
Respondent Lawyers(s): Wildredo Felix, Wilfredo Felix
Arbitrator(s): Marilyn J. Salzman, Michael J. Tully, Edwin I. Levy
Hearing Site: New York, NY
| | $17,130 |
| 07-00079 | 05/06/2008 | Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
| | $52,000 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
| 07-03200 | 05/02/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 07-03095 | 04/30/2008 | Claimant(s): Bruno Cimaglia
Claimant Lawyers(s): Bruno Cimaglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
| | $0 |
