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FINRA Awards for Rosemary Christina Crawford

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0205311/29/2023Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco
Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies
Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
20-0174106/14/2022Claimant(s): Gary Amato
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
19-0275004/20/2022Claimant(s): GMS Mine Repair and Maintenance.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Next Financial Group.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Linda Arlene Michler, Rosemary Christina Crawford, Michael J. Betts
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
15-0327010/11/2017Claimant(s): Estate of Antoinette Peloso
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): David Lerner Associates., David Beckerman
Respondent Lawyers(s): Eugene Small
Arbitrator(s): James T. Carney, Rosemary Christina Crawford, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
13-0215402/16/2016Claimant(s): Ani Baumgarner, James Baumgarner
Claimant Lawyers(s): James D. Baumgarner
Respondent(s): Howard Kay, FSC Securities Corporation
Respondent Lawyers(s): Craig Vollono, Howard Kay
Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
Checkmark Icon$60,250
14-0038004/28/2015Claimant(s): A. Paul, Geneva BCCX XIV, Lionsgate TIC 29, SHS Houston 28
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Richard W. Dissen, Timothy Shay Davis, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
14-0029802/20/2015Claimant(s): Donna Hinschliff, George Hinchcliff
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Herman Kahn, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement

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