| 20-04189 | 12/22/2022 | Claimant(s): Tika Ventures LLC
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus
Hearing Site: Salt Lake City, UT
|  | $0 |
| 20-03500 | 06/02/2021 | Claimant(s): Galit Dermer Trust, Galit Dermer Trustee
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Laurence Goldstein, First Financial Equity Corporation
Respondent Lawyers(s): Jason L. Cassidy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | Expungement |
| 18-02940 | 10/22/2020 | Claimant(s): James Dullanty
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Marc Kalish, Rick L. Knuth, Donald Dreyfus
Hearing Site: Salt Lake City, UT
| | Dismissed by Rule 12206/12504 |
| 19-01226 | 10/24/2019 | Claimant(s): Billie Nelson
Claimant Lawyers(s): Billie Barbara Nelson
Respondent(s): Michael Self
Respondent Lawyers(s): T. J. Mitchell
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $0 |
| 18-01469 | 04/29/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Jay Hu
Respondent Lawyers(s): Jay Z Hu
Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell
Hearing Site: Las Vegas, NV
| | $374,735 |
| 13-03504 | 04/17/2018 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Robert S. McConnell, Jay Lawrence Witkin, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $15,000 |
| 16-02247 | 02/16/2018 | Claimant(s): Robert and Cherie Kirk
Claimant Lawyers(s): Robert D. Kirk
Respondent(s): Brian Filizetti, Debra Underwood, Kyle Edsall, Lisa Lawrence, Invest Financial Corporation, Thomas Martell
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Timothy J. Kroll, Donald Dreyfus, Delores Manwar
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02232 | 12/27/2016 | Claimant(s): Phyllis Young
Claimant Lawyers(s): Phyllis R. Young
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $21,030 |
| 14-02763 | 12/15/2016 | Claimant(s): Patricia Flock, Shmily Trust U/A dtd 10/04/2000
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William M. Howard, Donald Dreyfus, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-01265 | 06/12/2015 | Claimant(s): Dale Christensen, Diane Anderson, James Davenport, Janice Davenport, Marilyn Christensen, Mark Anderson, Michael Anderson, Susan Anderson, John McCaleb IRA, Apollo Co 401K Plan, Randall Holleyman 2007 Living Trust, Snedegar Childrens Trust
Claimant Lawyers(s): Denielle Williams, Randall K. Calvert
Respondent(s): John Eugster, John Galinsky, Matrix Capital Group.
Respondent Lawyers(s): F. Chet Taylor, Rose M. Schindler
Arbitrator(s): Deana S. Peck, Janice L. Sperow, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $1,537,600 |
