| 14-03624 | 06/09/2016 | Claimant(s): Deborah Zwizanski, Jon Soler
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Ronald P. Wertheim, Paul J. Leis, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
|  | $0 |
| 15-00171 | 02/23/2016 | Claimant(s): Rose Arem
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $23,174 |
| 15-00053 | 01/14/2016 | Claimant(s): Ronald Farhi
Claimant Lawyers(s): Ronald Farhi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
| | $0 |
| 14-02228 | 06/24/2015 | Claimant(s): Rocco Donofrio's IRA, Rocco Donofrio and Nanette Donofrio
Claimant Lawyers(s): Rocco Donofrio
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $225 |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
| | Expungement |
| 13-03390 | 09/09/2014 | Claimant(s): Kenneth Rubin and Lisa Rubin, 2012 Rubin Family Irrevocable Trust
Claimant Lawyers(s): Robert Grundlock
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 13-01359 | 04/10/2014 | Claimant(s): John F. & Tracy Stora Mayo-Smith
Claimant Lawyers(s): John F. Mayo-Smith
Respondent(s): Elizabeth Costa, Ronaldo Medalla, Stephen Tripp, William Aristizabal, Fidelity Brokerage Services
Respondent Lawyers(s): John Starnes
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
| | $18,000 |
| 12-01906 | 03/12/2014 | Claimant(s): Deborah Selland, James Selland
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-04105 | 02/24/2014 | Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
| | $0 |
