FINRA Awards for John Starnes

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01434	11/29/2016	Claimant(s): Galo Guevara Claimant Lawyers(s): Gallo Jose Guevara Respondent(s): National Financial Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks Hearing Site: New York, NY
14-00256	05/27/2016	Claimant(s): Petar Arizanov Claimant Lawyers(s): Sherry M. Shore Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey Hearing Site: New York, NY
14-03548	03/11/2016	Claimant(s): Moritz Mews Claimant Lawyers(s): Brian Horwitz Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Thomas F. Shine Hearing Site: Jacksonville, FL
14-03595	11/11/2015	Claimant(s): Brian Schmidt Claimant Lawyers(s): Brittany Weiner Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers. Respondent Lawyers(s): John Starnes Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
13-02027	08/21/2014	Claimant(s): Kari Taylor Claimant Lawyers(s): Kari Taylor Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Diane Muse, Phillip Lee Scheldt, Daniel A. Kile Hearing Site: Dallas, TX