| 23-02316 | 01/22/2024 | Claimant(s): Harvey Frey
Claimant Lawyers(s): Harvey S. Frey
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
|  | $163 |
| 22-00517 | 09/29/2022 | Claimant(s): James Bernell Nelson IRA
Claimant Lawyers(s): James Bernell Nelson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
| | $163 |
| 21-02838 | 09/22/2022 | Claimant(s): Fabrice Dejean
Claimant Lawyers(s): Fabrice Dejean
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Anthony D. DeToro, Joseph C. Watson, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 22-00791 | 08/24/2022 | Claimant(s): Bears Western Enterprises
Claimant Lawyers(s): Barry A. Layton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
| | $0 |
| 21-02392 | 03/14/2022 | Claimant(s): Bizhan Sheikholeslami
Claimant Lawyers(s): Bizhan Zia Sheikholeslami
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Terry F Peppard
Hearing Site: Milwaukee, WI
| | $163 |
| 19-02889 | 08/03/2021 | Claimant(s): Alioune Thiam
Claimant Lawyers(s): Alioune Thiam
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos, Grant D. Sanders, Dana Roberts
Hearing Site: Minneapolis, MN
| | $0 |
| 21-00035 | 05/28/2021 | Claimant(s): Robert Webb
Claimant Lawyers(s): Robert V. Webb
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | $0 |
| 18-00822 | 11/26/2019 | Claimant(s): Barbara DeMary, Joseph Ehritz, Lee DeMary, Leo Mazotas, Marianne Ehritz, Michael Simmons, Sid Haffener
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co.., Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon, James J. Vihstadt
Arbitrator(s): Sidney J. Wartel, Denise Morris Hammond, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | $0 |
| 15-03221 | 07/25/2016 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 13-00182 | 10/28/2013 | Claimant(s): Bradley Shull, Kathryn Shull
Claimant Lawyers(s): Bradley Shull
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $0 |
