| 16-00745 | 08/05/2019 | Claimant(s): Devandra Patel, Meenakshi Patel, DMPPP
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Niyukt Raghu Bhasin
Arbitrator(s): Paul H. Lamboley, Michael C. Anigbogu, Michael D. Briggs
Hearing Site: Reno, NV
|  | $0 |
| 12-02861 | 11/24/2015 | Claimant(s): Narinder Grewal, Pritpal Grewal, Shannon Grewal, Yuvraj Grewal, Narinder S. Grewal,MD Defined Benefit
Claimant Lawyers(s): Anthony L. Vitullo, Austin H. England
Respondent(s): Naveen Bhagwani, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Naveen K. Bhagwani, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Laurent C. Vonderweidt, Steven J. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $1,889,260 |
| 13-00911 | 12/05/2014 | Claimant(s): Chatur Chhabbhaya
Claimant Lawyers(s): Chatur Chhabbhaya
Respondent(s): Ivan Angulo, Kishankumar Koladiya, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Dario Angulo, Kishankumar M. Koladiya, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Robert H. Putnam, John F. Allgood, Osei J Adoma
Hearing Site: Atlanta, GA
| | $0 |
| 13-00223 | 10/08/2014 | Claimant(s): Barbara Lansdown, Roy Lansdown
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NSM Securities.
Respondent Lawyers(s): Niyukt Bhasin
Arbitrator(s): Ronald W. Devoe
Hearing Site: Miami, FL
| | $86,000 |
| 13-01890 | 09/22/2014 | Claimant(s): Ashok Rao
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Ivan Angulo, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Angulo, Niyukt R. Bhasin, Niyukt Raghu Bhasin
Arbitrator(s): Steven J. Feldman, Adam Michael Porter, Alan Bert Nishimura
Hearing Site: Los Angeles, CA
| | $128,000 |
| 13-03072 | 06/30/2014 | Claimant(s): Kamal Pradhan
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Niyukt Bhasin, Rabinder Deshmukh, NSM Securities.
Respondent Lawyers(s): Joshua A. Katz, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | Expungement |
| 12-03702 | 02/03/2014 | Claimant(s): Vishnu Yelamanchi
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): NSM Securities, Niyukt Bhasin
Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews
Hearing Site: Orlando, FL
| | $187,177 |
