| 12-00446 | 07/18/2012 | Claimant(s): S. Albert Custodian for Michael Albert, Steven Albert Custodian for Kyle Albert, Steven John Albert, Steven John Albert & Kimberly Rae Albert
Claimant Lawyers(s): Steven J Albert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anne M. Reilly
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
|  | $425 |
| 11-03751 | 07/10/2012 | Claimant(s): Cassandra Fishbein, Donn Fishbein, Donn Fishbein PSP Part QRP/Keogh
Claimant Lawyers(s): Nicole L. Harrison
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Barbara Black
Hearing Site: Columbus, OH
| | Expungement |
| 10-01220 | 07/02/2012 | Claimant(s): Louis Lazar
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
| | Expungement |
| 11-03123 | 05/24/2012 | Claimant(s): Ann Kautzmann
Claimant Lawyers(s): Ann Kautzmann
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Alan Shaw
Hearing Site: Newark, NJ
| | $0 |
| 10-01978 | 05/04/2012 | Claimant(s): Jessica Andrews-Kunst
Claimant Lawyers(s): Jerry B. Abbott
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Jeffrey M. Allen, Ralph L. Jacobson, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | $115,000 |
| 10-02727 | 04/27/2012 | Claimant(s): Damien Moore
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Ronald N. Roth, William L. Erwin, Sally G. Williams
Hearing Site: San Diego, CA
| | Expungement |
| 11-02789 | 03/26/2012 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Jeremy Mosbaugh, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
| | $10,385 |
| 09-06438 | 03/16/2012 | Claimant(s): Nathan Friedlander, Nathan Friedlander & Joan Friedlander, Harris Friedlander Trust U/A DTD 7/25/89
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn Best
Arbitrator(s): R. Lee Britton Jr., Cynthia Lee Traina, Constance K. Barron
Hearing Site: New Orleans, LA
| | Expungement |
| 09-05757 | 03/14/2012 | Claimant(s): Paul McDonough & Ellen McDonough, JT TEN
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Susan K. Franz, Mark L Miller, Richard R. Bicek
Hearing Site: Chicago, IL
| | Expungement |
| 11-03187 | 03/14/2012 | Claimant(s): Treichel Joint Revocable Trust
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Theodore L. Leeb
Hearing Site: Milwaukee, WI
| | $46,972 |
