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FINRA Awards for Ronald N. Roth

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0272704/27/2012Claimant(s): Damien Moore
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Ronald N. Roth, William L. Erwin, Sally G. Williams
Hearing Site: San Diego, CA
Checkmark IconExpungement

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