| 19-00647 | 07/18/2022 | Claimant(s): Steven Mariano, Steven M. Mariano Revocable Trust
Claimant Lawyers(s): Jeffrey A. Tew
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Steven Gerard Goerke, Alessandra Piras Torrens, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-01431 | 03/03/2022 | Claimant(s): Edgar Patricio Paredes Camacho, Edith Fatima Vallarino, Paulo Mauricio Paredes Valencia, Rosa Maria Villamar, Edgar Camacho and Rosa Villamar Jointly, Paulo Valencia & Edith Vallarino Jointly
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Abdel-Kader Ben-Mohamed, Carlo Rossell, Citigroup Global Markets.
Respondent Lawyers(s): Abdel-Kader Ben-Mohamed, Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Monroe Mitchel, Stacey Rosenthal
Hearing Site: Miami, FL
| | Expungement |
| 20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust
Claimant Lawyers(s): Matthew J. Fisher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Matthew Haws
Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano
Hearing Site: Boca Raton, FL
| | $0 |
| 20-01434 | 08/16/2021 | Claimant(s): Harriet Zisman Trust DTD 12/23/1997
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-01953 | 01/10/2020 | Claimant(s): Brian Sepe, Dawn Sepe
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Steven Gerard Goerke, Michael A. Levin, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 16-03072 | 11/06/2019 | Claimant(s): Michael Pallotta, Neil Marcus, Neil J. Marcus, Trustee for the, Arthur C. Licchillo U/A dtd 11/5/97
Claimant Lawyers(s): Charles C. Mihalek, Stephen S. Stallings
Respondent(s): Ross, Sinclaire & Associates
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | $2,110,540 |
| 16-01956 | 12/12/2018 | Claimant(s): Reliance Manufacturing.
Claimant Lawyers(s): Gino Negretti
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven Gerard Goerke, Juan Antonio Suarez Rodriguez, Frances D. Jimenez
Hearing Site: San Juan, PR
| | $0 |
| 16-03735 | 11/12/2018 | Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01346 | 09/10/2018 | Claimant(s): Solomon Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Thomas Fred Meyer
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01991 | 08/15/2018 | Claimant(s): Douglas Gordon, Patricia Gordon
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Expungement |
