| 23-00816 | 12/19/2023 | Claimant(s): Elaine St. George
Claimant Lawyers(s): Elaine Nancy St. George
Respondent(s): J.P. Morgan Securities, Michael Baumhor
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Steven Gerard Goerke, Alan B. Goldstein, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-01142 | 12/14/2023 | Claimant(s): Efraim Diveroli
Claimant Lawyers(s): Jerome Ramsaran
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Steven Gerard Goerke, Robert Lawrence Ostrov, Kathryn L McHale
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02934 | 11/01/2023 | Claimant(s): Ada Serena Cordova Armijos, Alvaro Campuzano Arteta, America Troya de Kennedy, Ana Constante, Ana Espin, Ana Garrido, Ana Meneses, Ana Narvaez Chacon, Ana Pallares, Ana Catalina Aylwin Eguiguren, Angel Basantes C., Angel Cevallas, Antonio Arregui Yarza, Carla Sandoval Vinelli, Carlos Helou Cevallos, Carlos Pinto, Carlos Recalde, Cecilia Marcial, Diego Calisto Albornoz, Diego Calisto Arteta, Diego Vasquez Davalos, Dominique Kennedy, Douglas Good, Edgar Ortega Carrion, Edison Garcia Gualpa, Eduardo Benitez, Eduardo Ledesma Mariscal, Edward Kennedy, Edwin Torres Mino, Elena Espinoza, Elsa Calvache Ulloa, Elsa Lalama Crespo, Elva Cervantes, Erika Calderon Medina, Erika Coba Vinelli, Estate of Washington Almeida Flores, Eugenio Arellano Fernandez, Eulalia Calderon Chiriboga, Fabian Montalvo Canelos, Fabian Yar, Fabiola Cadena Huertas, Fernando Bueno Martinez, Fernando Lucero, Francisco Correa Holguin, Francisco Lopez, Francisco Paez Puga, Gabriella Bobadilla, Germanico Davila Proano, Gilmer Viteri, Giorgio Peroni Marchina, Gladys Calvache Ulloa, Gladys Ochoa Egas, Gonzalo Carrera Segovia, Guadalupe Bernardina Ayala, Guillermo Rodriguez Miranda, Hector Darquea Moncayo, Hernan Calderon Segovia, Hernan Jaramillo Arias, Herrman Cevallos Silva, Hue Tran Tang, Hugo Araque, Hugo Bonilla Moyano, Ines Vela Barragan, Ines Villamar Espin, Irma Rubio Garcia, Jaime Toledo Romoleroux, James Esparza Cisneros, James Tran, Jose Cordova, Jose Ludena Granja, Jose Naranjo, Jose Pallares, Juan Vinelli Aguirre, Karen Sandoval, Karen Tran, Laura Luna Gaibor, Linda Andrade Zambrano, Lucia Tejada, Luis Castillo Vallejo, Luis Cordova Cevallos, Manuel del Solar, Marcia Calvache Ulloa, Marcia Sandoval Cerda, Maria Almeida Garcia, Maria Andrade Jarrin, Maria Arcos Darquea, Maria Armijos Torres, Maria Bueno Pallares, Maria Darquea, Maria Espin Tello, Maria Kennedy, Maria Lalama, Maria Moreno, Maria Pallares, Maria Perez, Maria Solar, Maria Vasquez, Martha Lopez Yanez, Miguel Fierro, Monica Almeida Garcia, Monica Duran Vaca, Monica Luna Gaibor, Monica Teran Burbano, Natalie Tapia Bermudez, Nora Calderon Chiriboga, Pablo Valencia Llerena, Paola Coba Vinelli, Paola Cortes Safadi, Patricio Campuzano, Paul Ortega Salazar, Paula Armijos, Paulina Villamar Espin, Ramiro Trujillo Grijalva, Rocio Ramon Banderas, Rodrigo Gandara, Rosa Arteta, Ruben Carrera Loza, Segundo Castillo, Silvino Mina, Soledad Vinelli, Sonia Vinelli Aguirre, Sylvia Albornoz Vorbeck, Tanya Valenzuela Endara, Tarquino Ludena Leon, Ute Wiecher Knaak, Vicariato Esmeraldas, Walter Medina Calderon, Xavier Meneses Espinosa, Xavier Pinto Vela, Cargi Business Corp., Conferencia Episcopal Ecuatoriana, Consejo Diocesanos Tulcan, Construction Management Solution., Founderz Group Limited, Kingvi Group, S.A., Magson Portfolio Corp., Megarmi
Claimant Lawyers(s): Francisco A. Rodriguez
Respondent(s): Raymond James & Associates., Raymond James Financial Services.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven Gerard Goerke, Isadora Velazquez-Rivas, Eric Mealus
Hearing Site: Miami, FL
| | $0 |
| 23-00190 | 08/15/2023 | Claimant(s): Eduardo Smith
Claimant Lawyers(s): Guillermo J. Silva-Wiscovich
Respondent(s): First Southern
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | $300 |
| 21-03069 | 06/29/2023 | Claimant(s): Mark Mills
Claimant Lawyers(s): Thomas C Allison
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
| | $10,440 |
| 18-01944 | 04/19/2023 | Claimant(s): GAMASA
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr
Hearing Site: San Juan, PR
| | $0 |
| 21-00944 | 03/22/2023 | Claimant(s): Estate of Dennis Ponnock, Dennis Ponnock Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Edward Fernberger, Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes, Laura T. Ruiz Rivera
Arbitrator(s): Monica I. Salis, Steven Gerard Goerke, Laura C Myers
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-02012 | 01/26/2023 | Claimant(s): Andrea Rose Simpson
Claimant Lawyers(s): Andrew C. Simpson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 22-00834 | 11/07/2022 | Claimant(s): Aspiration Financial LLC
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): David Flores
Respondent Lawyers(s): David Flores
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01542 | 07/26/2022 | Claimant(s): Alpha Quantum LLC c/o Jose Michelen
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Steven Gerard Goerke, Jane A. Smith, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | $0 |
