| 21-02697 | 04/04/2023 | Claimant(s): Denny Gamble
Claimant Lawyers(s): Grace A. Van Hancock
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Allan R. Lazor, Chris W. Surprenant, Mary Audiffred
Hearing Site: New Orleans, LA
|  | Expungement |
| 19-02809 | 05/10/2022 | Claimant(s): William Metheny
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Michael J. Meeusen, Joshua Eric Lubatkin, Christopher Allen
Hearing Site: St. Louis, MO
| | Expungement |
| 21-00438 | 09/29/2021 | Claimant(s): Marwan Karnabi
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | $0 |
| 18-04014 | 02/03/2021 | Claimant(s): JC McCall Revocable Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Carmine Berardi, Jonathan McCormack, Philip Sparacino, Robert Spiegel, William Gennity, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha, Martin H. Kaplan
Arbitrator(s): Alain Frecon
Hearing Site: Des Moines, IA
| | $114,383 |
| 19-02754 | 06/18/2020 | Claimant(s): Richard Bollard
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Blumer, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
| | $120 |
| 19-02719 | 01/22/2020 | Claimant(s): Ryan Carlson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Richard Brown
Respondent Lawyers(s): Richard Lyndon Brown
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $70,570 |
| 19-00954 | 10/04/2019 | Claimant(s): Neal Latino
Claimant Lawyers(s): Lars Soreide
Respondent(s): Joseph Orlando, First Standard Financial Company
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Providence, RI
| | $0 |
| 19-00082 | 10/02/2019 | Claimant(s): Tom Tufts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): First Standard Financial Company
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
| | $0 |
| 17-02606 | 01/16/2019 | Claimant(s): Debra Korn, Eric Korn, Victoria Korn
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Franklin Ogele, William Broccio, Blackbook Capital
Respondent Lawyers(s): Franklin Ogele, William Joseph Broccio
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
| | $0 |
| 14-02161 | 02/25/2015 | Claimant(s): Douglas Redding
Claimant Lawyers(s): Leonard T. Offutt
Respondent(s): Zachary Bader
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Christine C. DeMoss
Hearing Site: Omaha, NE
| | $43,115 |
