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FINRA Awards for Tom Tufts

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0008210/02/2019Claimant(s): Tom Tufts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): First Standard Financial Company
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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