| 12-00608 | 10/15/2013 | Claimant(s): Camilo Con, Jose Con
Claimant Lawyers(s): Scott A. Weires
Respondent(s): Felix Perez, Sandro Pestana, Sergio Estefano
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Monroe Mitchel, William W. Bride, Ronald W. Weissman
Hearing Site: Boca Raton, FL
|  | $0 |
| 13-00710 | 10/14/2013 | Claimant(s): Johanne Nalasco, Loui Nalasco, Peter Nalasco, Johanne Lavoie Nalasco IRA, Peter Nalasco IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Buckman, Buckman & Reid.
Respondent Lawyers(s): Michael D. Handelson
Arbitrator(s): Diane M. Perry
Hearing Site: Boca Raton, FL
| | $46,929 |
| 12-02541 | 10/08/2013 | Claimant(s): June Matalon
Claimant Lawyers(s): A. Roger Elston
Respondent(s): Claud Baruch, Morgan Stanley, Richard Wynes, Robert Feinman
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01845 | 10/04/2013 | Claimant(s): Herbert Kava
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz, Senior Counsel
Arbitrator(s): Stuart Harvey Ziegler, Scott Manker
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01933 | 09/09/2013 | Claimant(s): Barbara Berger Revocable Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Howard Bernstein, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02627 | 09/05/2013 | Claimant(s): David Linsinbigler, Penny Linsinbigler
Claimant Lawyers(s): Alterraon Phillips
Respondent(s): LPL Financial LLC, Michael Linsinbigler, UVEST Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock, Michael Thomas Linsinbigler
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
| | $16,380 |
| 12-01842 | 08/28/2013 | Claimant(s): International Alliance, C.V.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): James M. Scutti, Jeffrey R. Roth, Lawrence Goldberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03110 | 08/26/2013 | Claimant(s): James Brunner, Louise Brunner
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02525 | 07/29/2013 | Claimant(s): Estate of Andrew R. Piergeorge, Andrew R. Piergeorge Rev. Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ilisa J. Smukler, Myron E. Levenson, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03618 | 07/08/2013 | Claimant(s): Sandra Meisenzahl, Leonard B. Meisenzahl Trust, Sandra Meisenzahl Revocable Living Trust
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Gerald Fasanella, Mutual Service Corporation, AIG Financial Advisors., Next Financial Group.
Respondent Lawyers(s): Craig A. Vollono, Fred N. Knopf, Marc S. Dobin, Peter B. King
Arbitrator(s): Steven Gerard Goerke, William Kent Brown, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
| | Expungement |
