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FINRA Awards for James Brunner

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0311008/26/2013Claimant(s): James Brunner, Louise Brunner
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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