| 18-00620 | 04/08/2019 | Claimant(s): Ronald Bauer
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Wells Fargo Clearing Services, Steven Sklover
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernice Leah Stander, Linda M. Foster-Wells, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-01657 | 02/08/2019 | Claimant(s): Lori Conti, Orlando P. Conti Revocable Trust
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard J. Kaplan, Donald Theodore Ryce, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01902 | 02/07/2019 | Claimant(s): Benita Gabbe, Benita L. Gabbe Revocable Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-03094 | 02/07/2019 | Claimant(s): W. James Schiller Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): The GMS Group
Respondent Lawyers(s): Alex Schmidt
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | $0 |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-03375 | 01/24/2019 | Claimant(s): John Medeiros, John C. Medeiros Bene of Estate P. Medeiros, The John C. Medeiros Trust Dtd. 5/5/16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Paul J. Burkhart, Stacey Rosenthal, Adam Lawrence Frankel
Hearing Site: Boca Raton, FL
| | $276,226 |
| 17-01761 | 12/27/2018 | Claimant(s): Bruce L. Sanft IRA, Bruce L. Sanft Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Fredric R. Dichter, Thomas W. Allen, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-00915 | 12/14/2018 | Claimant(s): Herbert Moskowitz & Marilyn Moskowitz
Claimant Lawyers(s): Herbert Moskowitz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William Kent Brown, Ellen J. Abrams, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | $75,000 |
| 18-00218 | 12/10/2018 | Claimant(s): Mariana Smith
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Rafael Golan, Crystal Bay Securities Inc.
Respondent Lawyers(s): Cristopher S. Rapp
Arbitrator(s): Barth Satuloff, Les R. Campbell, Thomas Fred Meyer
Hearing Site: Boca Raton, FL
| | $192,599 |
| 17-01610 | 11/30/2018 | Claimant(s): Page Rowe
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Independent Financial Group
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): Allen Kilik
Hearing Site: Boca Raton, FL
| | Expungement |
