| 14-00808 | 10/03/2014 | Claimant(s): Thomas Strehl and Barbara Strehl
Claimant Lawyers(s): Richard E. Nell
Respondent(s): Daniel Balch, Woodbury Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
|  | $9,600 |
| 13-00103 | 04/25/2014 | Claimant(s): Roslyn Grodzin
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Sagepoint Financial., Ronald Smith
Respondent Lawyers(s): Courtney R. Reid, Ronald Smith
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $42,808 |
| 10-05162 | 05/23/2011 | Claimant(s): James Quincy Steigelman
Claimant Lawyers(s): James Q. Steigelman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $10,590 |
| 09-03920 | 07/26/2010 | Claimant(s): Frank Dottori
Claimant Lawyers(s): Timothy P Gunning
Respondent(s): Ameriprise Financial Services., Robert Lucarelli
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | $0 |
| 09-04808 | 05/04/2010 | Claimant(s): Penni Morris, Walter Morris, Walter A Morris III and Penni Morris
Claimant Lawyers(s): Penni & Walter Morris
Respondent(s): Ameriprise Financial Services., Michael Hanke
Respondent Lawyers(s): Courtney R. Reid, Nancy Landy
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $26,475 |
| 09-00634 | 04/14/2010 | Claimant(s): Joan Sharpless, J&J Trust
Claimant Lawyers(s): Stephen D. Phillabaum
Respondent(s): Ameriprise Financial Services., Centaurus Financial.
Respondent Lawyers(s): Courtney R. Reid, Shannon L. McDougald
Arbitrator(s): Jerome O. Cohen, Richard Lawrence Hinton, Stephen E. DeForest
Hearing Site: Seattle, WA
| | $58,800 |
| 09-04322 | 01/21/2010 | Claimant(s): Kevin D. Balsley
Claimant Lawyers(s): Kevin D. Balsley
Respondent(s): Garry Nichols
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
| 09-00086 | 11/30/2009 | Claimant(s): Altynai Berksoy, Volkan Berksoy
Claimant Lawyers(s): Volkan Berksoy
Respondent(s): Daniel Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas E. Shuck, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
| | $0 |
| 09-01725 | 11/10/2009 | Claimant(s): Michael Melman
Claimant Lawyers(s): Michael Melman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Andrew R. Dick
Hearing Site: Minneapolis, MN
| | $0 |
| 08-00941 | 01/07/2009 | Claimant(s): Peter Doran
Claimant Lawyers(s): Peter Doran
Respondent(s): Ameriprise Financial Services., Richard Hagopian
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
| | $0 |
