| 18-00853 | 05/08/2019 | Claimant(s): Carolyn Jacobs, Charles Vaughn, Deanette Vaughn, Joseph Dominick, Robert Meyer, Rosemary Workman, Scott Fortin, Steven Jacobs, The Charles W Jacobs Family Trust, The Katherine Alfred Trust
Claimant Lawyers(s): John S. Chapman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Linda L. Drummond, Mary M. O'Neil, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-00375 | 08/13/2018 | Claimant(s): Mukund Vasa
Claimant Lawyers(s): Mukund L. Vasa
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
| | $0 |
| 17-01472 | 02/20/2018 | Claimant(s): Brian Campbell
Claimant Lawyers(s): Brian M. Campbell
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02285 | 09/21/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services., Li-Lin Hsu, American Express Financial Corporation
Respondent Lawyers(s): Chad Weaver, Li-Lin Hsu
Arbitrator(s): Richard M. Norman, Kirtley M. Thiesmeyer, Lorraine Woodwark
Hearing Site: Los Angeles, CA
| | Settlement |
| 16-00017 | 12/13/2016 | Claimant(s): Julienne Ambrose
Claimant Lawyers(s): Alaba S. Ajetunmobi
Respondent(s): Citigroup Global Markets., Citibank NA
Respondent Lawyers(s): Eric R. Feld
Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Allen Edward Wisniewski
Hearing Site: Los Angeles, CA
| | $0 |
| 13-03427 | 07/17/2015 | Claimant(s): DeVonna Murrin, John Murrin
Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam
Respondent(s): Steven Olasky, Newcomb And Company
Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney
Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock
Hearing Site: Los Angeles, CA
| | $0 |
| 13-00819 | 06/11/2015 | Claimant(s): David Trotter, Elias Muasher, Eric Kovach, Issa Muasher, Jena Muasher, Joanne Trotter, Kurt Schellhas, Sommer Muasher
Claimant Lawyers(s): Seth Huberman
Respondent(s): Jeremy Kopp, Wade Bradley, Indievest Securities.
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): Alan Stamm, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 12-04190 | 12/03/2014 | Claimant(s): Elaine Kreda Revocable Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-02578 | 10/14/2014 | Claimant(s): Barbara Quick, Gary Quick
Claimant Lawyers(s): Adam T. Hoover
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John Stenson
Arbitrator(s): Roberta Haft, Robert Elman, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 11-01353 | 09/16/2014 | Claimant(s): Moshe Amiad, Yariv Amiad, Robert Rubinstein 2000 Revocable Trust
Claimant Lawyers(s): Claudio Koren, Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Jonathon Cohen, Morgan Stanley & Co.
Respondent Lawyers(s): Jonathan Robbins
Arbitrator(s): Thomas R. Watkins, Kirtley M. Thiesmeyer, Owen Frances
Hearing Site: Los Angeles, CA
| | $0 |
