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FINRA Awards for J.P. Morgan Securities

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Displaying 11-20 out of 107 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0184511/16/2023Claimant(s): Xudong Cheng
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Hannah B. Shanks-Parkin
Arbitrator(s): Kenneth E. Owen, Mark Alan Sevigny, Caryl Elyse Winter
Hearing Site: Los Angeles, CA
Checkmark Icon$0
22-0085308/29/2023Claimant(s): Irum Abbasi
Claimant Lawyers(s): Irum Abbasi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Joseph Neal Richardson, Eric Ross Cromartie, Robert Barton McLeroy
Hearing Site: Dallas, TX
Checkmark Icon$0
20-0138807/21/2023Claimant(s): Gennadii Bilitch
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall
Hearing Site: New York, NY
Checkmark Icon$0
22-0270805/10/2023Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): J.P. Morgan Securities, Mark Minkler
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
Checkmark Icon$240
21-0149012/23/2022Claimant(s): Randy Erickson
Claimant Lawyers(s): Donna Hernandez
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kathryn Bartolomucci
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Patricia Ann Nolan
Hearing Site: Dallas, TX
Checkmark Icon$21,303
21-0048211/23/2022Claimant(s): Armand Ortega
Claimant Lawyers(s): Alan Baskin
Respondent(s): J.P. Morgan Securities, Ryan Schlappi, JP Morgan Chase Bank, N.A.
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas A. Peterson, Jay H. Feldstein, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
20-0127009/21/2022Claimant(s): Joyce Moss, Marlo Moss
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
Checkmark IconExpungement
19-0221206/13/2022Claimant(s): John Atkinson, Lora Atkinson, John L. Atkinson as JTWROS, Lora Atkinson as JTWROS
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Nancy J. Cliff, Michael D Felton, Harry Albirt
Hearing Site: Boca Raton, FL
Checkmark Icon$390,000
20-0133106/10/2022Claimant(s): Jose Antonio Lamas Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Michael J. Quarequio, Kevin A. Llinas, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
21-0274704/20/2022Claimant(s): Aziz Ali
Claimant Lawyers(s): Aziz A. Ali
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): William Kent Brown
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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