| 20-00402 | 03/02/2021 | Claimant(s): John Miller
Claimant Lawyers(s): John Stephen Miller
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
|  | $213 |
| 20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | Expungement |
| 19-03747 | 11/18/2020 | Claimant(s): George Neill, Linda A. Neill
Claimant Lawyers(s): George Neill
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Stephen D. Councill
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | $0 |
| 20-00041 | 06/04/2020 | Claimant(s): Bernard Elkon, Sallie Burn
Claimant Lawyers(s): Bernard Peter Elkon, Sallie D. Burn
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Denver, CO
| | $300 |
| 18-03846 | 03/05/2020 | Claimant(s): James Bradford
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Anthony Mediate, NewBridge Securities Corp.
Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart
Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206/12504 |
| 18-03769 | 12/06/2019 | Claimant(s): Paul Houle
Claimant Lawyers(s): Lars Soreide
Respondent(s): IBN Financial Services.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206/12504 |
| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 13-02784 | 11/18/2014 | Claimant(s): Richard Polakoff, Dr. Richard Polakoff Defined Benefit Pen
Claimant Lawyers(s): Kristen Lake Cardoso
Respondent(s): Benjamin London, Dwight Campbell
Respondent Lawyers(s): Erin K. Linehan, Gregg J. Breitbart
Arbitrator(s): Frances D. Sheehy, Gloria O. North, Michael Barry Bloom
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00323 | 11/04/2014 | Claimant(s): Bruce Kilby, Gail Kilby
Claimant Lawyers(s): Albert R. Murray
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Abraham Harry Bunis, Marilyn Chin, Joseph Antim Galati
Hearing Site: Newark, NJ
| | $219,940 |
| 10-02176 | 12/20/2012 | Claimant(s): Robert Barash
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Willard Pugh, Dawson James Asset Management., Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Paul Joseph McIntyre, Peter A. Portley, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | Expungement |
