| 19-00178 | 11/05/2019 | Claimant(s): Margaret Mary Felix
Claimant Lawyers(s): Ian A Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
| 18-01136 | 07/15/2019 | Claimant(s): Joseph Pokego, Ruth Pokego
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 18-04002 | 06/28/2019 | Claimant(s): Estate of Loraine Neitzel
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $0 |
| 18-02706 | 06/27/2019 | Claimant(s): John Rutkowski
Claimant Lawyers(s): John Anthony Rutkowski
Respondent(s): Byron Teunisen, Katelyn Malloy, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | $0 |
| 17-01069 | 06/07/2019 | Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $0 |
| 18-00886 | 03/20/2019 | Claimant(s): Audrey Lucker
Claimant Lawyers(s): George C. Zumbano
Respondent(s): David Dorsett, Capital & Security Management
Respondent Lawyers(s): David G. Dorsett
Arbitrator(s): Guillermo L. Bosch, Philip S. Cottone, George Forest Bingham
Hearing Site: Philadelphia, PA
| | $326,000 |
| 18-03646 | 03/08/2019 | Claimant(s): Luciano Bispo
Claimant Lawyers(s): Luciano J. Bispo
Respondent(s): Stephanie Wade, Principal Securities.
Respondent Lawyers(s): Audrey L. Shields
Arbitrator(s): Edith M. Novack
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02673 | 01/29/2019 | Claimant(s): Estate of Henrietta H. Forcanser
Claimant Lawyers(s): John P. Dell'Italia
Respondent(s): Morgan Stanley, Philip Yellovich
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Joseph J. Dougherty, Robert C. Scanlan, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 18-00531 | 01/25/2019 | Claimant(s): William Glassman
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | Expungement |
