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FINRA Awards for Edward Jones

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Displaying 71-80 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0108305/21/2015Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
Checkmark IconExpungement
14-0335605/11/2015Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
Checkmark Icon$0
14-0297204/28/2015Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
Checkmark Icon$163
13-0277504/01/2015Claimant(s): The Van Huss Family Trust
Claimant Lawyers(s): Curtis Van Huss
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin J. D'Elia
Arbitrator(s): Louis J. Weber, C. Sumpter Logan, Clement Osimetha
Hearing Site: Dallas, TX
Checkmark IconExpungement
14-0052103/17/2015Claimant(s): Susan Pulice
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Sarah Barish, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0099611/10/2014Claimant(s): John Halder
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$0
13-0197410/08/2014Claimant(s): Nancy Battel
Claimant Lawyers(s): Nancy M. Battel
Respondent(s): Aileen Low, Edward Jones, Benetech.
Respondent Lawyers(s): Jennifer M. Porter, Rene I. Gamboa
Arbitrator(s): Thomas D. Reese, Peter H. Daly, Louis Anthony Napoli
Hearing Site: San Francisco, CA
Checkmark IconExpungement
13-0259010/01/2014Claimant(s): Jeffrey Greene, Tama Greene
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Ross W. Cannon
Hearing Site: Helena, MT
Checkmark IconExpungement
13-0319807/02/2014Claimant(s): Lois Roben
Claimant Lawyers(s): Lois J. Roben
Respondent(s): Jeffrey Pomeroy, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Anthony J. Soukenik
Hearing Site: St. Louis, MO
Checkmark Icon$75
13-0249205/20/2014Claimant(s): Klaus Schirow, Maritta Schirow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Charlotte, NC
Checkmark Icon$0

181 Results

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