| 22-00169 | 10/24/2022 | Claimant(s): David Gray
Claimant Lawyers(s): Courtney Werning
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Richard R. Logsdon, Meeta Alberta Bass, Karen Santiago
Hearing Site: Jacksonville, FL
|  | Dismissed by Rule 12206 |
| 19-03233 | 06/30/2020 | Claimant(s): Anne Elferdink
Claimant Lawyers(s): Steven E. Martin
Respondent(s): Edward Jones, James Koinis
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Expungement |
| 17-01926 | 06/19/2020 | Claimant(s): Conchita Blondet, Lillian Blondet, Ricardo Blondet, Estate (Sucesion) of Juan H. Blondet
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Richard R. Logsdon, Kimberly A. Gilmour
Hearing Site: San Juan, PR
| | Settlement |
| 18-00498 | 06/14/2018 | Claimant(s): Dale Spring
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Lon Faccini, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
| | $0 |
| 16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA
Claimant Lawyers(s): David Neuman
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | Expungement |
| 15-02776 | 02/15/2017 | Claimant(s): The DBSI Private Actions Trust
Claimant Lawyers(s): Edward W. Larkin
Respondent(s): Christopher Goslin
Respondent Lawyers(s): M. Scott Holcomb
Arbitrator(s): Janet Stern Solomon, Richard R. Logsdon, Brenda Kay Blount
Hearing Site: Tampa, FL
| | $0 |
| 11-03613 | 07/23/2013 | Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
| | $0 |
| 11-00420 | 02/06/2013 | Claimant(s): Joseph Kowalski
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): William F. Glaser, Richard R. Logsdon, Robert Lewis Matthews
Hearing Site: Tampa, FL
| | Expungement |
| 09-03308 | 11/25/2009 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Kristina Goldfield
Respondent Lawyers(s): Kristina Goldfield
Arbitrator(s): Richard R. Logsdon
Hearing Site: Clearwater, FL
| | |
