14-02349 | 09/24/2018 | Claimant(s): Fred Zenk Claimant Lawyers(s): Hilton Wiener Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash Hearing Site: Omaha, NE
| | $139,904 |
17-00712 | 06/06/2018 | Claimant(s): Kirk Nelson Claimant Lawyers(s): Richard B. Fosher Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Murray S. Levin, Philip J. Glick, Mary C. Davis Hearing Site: Omaha, NE
| | $216,490 |
15-00872 | 05/09/2018 | Claimant(s): David Hug Claimant Lawyers(s): David Hug Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital Respondent Lawyers(s): Brent M. Porges, Brent Porges, Richard H. Crockett, Robert M. Bursky Arbitrator(s): Murray S. Levin, Julius Z. Frager, Henry R. Cox Hearing Site: Kansas City, MO
| | $0 |
13-01957 | 04/18/2016 | Claimant(s): The Children's Mercy Hospital Claimant Lawyers(s): Peter J. Mougey Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): Murray S. Levin, Michael A. Kleinman, Dennis Shrewsbury Hearing Site: Kansas City, MO
| | $0 |
13-01872 | 12/12/2014 | Claimant(s): Hereford Securities Management, S.A. Claimant Lawyers(s): David H. Kalisek Respondent(s): Juan Alejos, Charles Morgan Securities. Respondent Lawyers(s): Benjamin Suess, Paul E. Taboada Arbitrator(s): Murray S. Levin, Frank D. Connett, Richard L. Mitchell Hearing Site: Omaha, NE
| | $0 |
12-02507 | 10/21/2013 | Claimant(s): Robert Cox Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Ameriprise Financial Services., Mitchell Black Respondent Lawyers(s): Roger N. Walter Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox Hearing Site: Kansas City, MO
| | $776,424 |
10-05370 | 01/19/2012 | Claimant(s): Tim Haug Claimant Lawyers(s): Roger N. Walter Respondent(s): Richard Ryan, VSR Financial Services. Respondent Lawyers(s): Theodore C. Houdek Arbitrator(s): Murray S. Levin, Barry D. Estell, Ronald G. Bruch Hearing Site: Kansas City, MO
| | $119,260 |
09-02518 | 05/28/2010 | Claimant(s): Elizabeth Austin, Elizabeth O. Austin Trust Claimant Lawyers(s): John J. Miller Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): John D. Perry Arbitrator(s): Murray S. Levin, Joseph M. Rebein, Michael A. Kleinman Hearing Site: Kansas City, MO
| | $0 |
08-04505 | 07/22/2009 | Claimant(s): George O. Miles and Sharon K. Miles Claimant Lawyers(s): George O. Miles Respondent(s): Wachovia Securities, Gerald Rabin, Gregory Ek Respondent Lawyers(s): James C. Browning Arbitrator(s): Murray S. Levin, W. Richard Keene, Michael J. Hunter Hearing Site: Kansas City, MO
| | $0 |
07-00245 | 06/26/2009 | Claimant(s): Charna Knepper, Laurence Knepper, Nancy Knepper Claimant Lawyers(s): Robert R. Barton Respondent(s): Andrew Garrett. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Lonnie L. Cunningham, Murray S. Levin, Michael D. Fitzgerald Hearing Site: Kansas City, MO
| | $0 |