| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
|  | $132,095 |
| 10-05742 | 01/28/2013 | Claimant(s): Julie Ossi, Michael Ossi
Claimant Lawyers(s): Michael Hill, Scott J. Link
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin L. Linehan
Arbitrator(s): Simone Sicola, J. Porter McClean, Daniel P. Lund
Hearing Site: Jacksonville, FL
| | Expungement |
| 11-02178 | 01/08/2013 | Claimant(s): Chaiha Rhee, Diane Weeks, Gerald Chickillo, Jack Duncan, Janet Murphy, Linda Chernisky, Tonya Chickillo, RT Solutions, Estate of Wesley Weeks by Diane Weeks,
Claimant Lawyers(s): John S. Chapman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Paul Davis Pearlstein, Michael R. Snow, Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
| 10-04291 | 10/04/2012 | Claimant(s): Myrna Wechsler, Estate of Natalie Varonok
Claimant Lawyers(s): Bruce A. Katzen
Respondent(s): Jodi Isdith, Raymond James Financial Services.
Respondent Lawyers(s): Jodi Beth Isdith, Terrance A. Bostic
Arbitrator(s): Monroe Mitchel, Lisa Marie Macci, Richard Alan Levine
Hearing Site: Boca Raton, FL
| | $800,000 |
| 10-01486 | 08/14/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan Reyes
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 11-02791 | 08/09/2012 | Claimant(s): Ann Ballas, Jonathan Nimphie, Stefani de Laville, Ann T. Ballas IRA, Martina A. Nimphie Rev Trust
Claimant Lawyers(s): Garry W. O'Donnell
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Richard J. Kaplan, George H. Rausch, Mark I. Roth
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03553 | 06/21/2012 | Claimant(s): Donald Casey, Josephine Casey
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Donald R. Ormrod, Maurice M. Feller, Alfred Brunette
Hearing Site: Tampa, FL
| | Expungement |
| 10-04885 | 05/24/2012 | Claimant(s): Laurie R. Rubin Inc., The Cole Sirott Goldenburg Cust. Acct., Laurie Rubin Revocable Trust
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Raymond James Financial Services., Raymond, James & Associates., Richard Barnard
Respondent Lawyers(s): Terrance A Bostic
Arbitrator(s): Robert L. Agusto
Hearing Site: Chicago, IL
| | $518,204 |
| 10-01601 | 02/03/2012 | Claimant(s): Helen Dunlap Trust, Willis F. Dunlap Trust
Claimant Lawyers(s): James R Anderson, James R. Anderson
Respondent(s): Jay Harriman, Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): E. William Pastor, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
| | $15,300 |
| 10-01489 | 08/03/2011 | Claimant(s): Ken Skuba, Warren Farms Inc
Claimant Lawyers(s): James Anderson
Respondent(s): Raymond James Financial Services., Robert Walen
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Muriel Desloovere, Pamela S. Townsend, Darryl C. Wilson
Hearing Site: Tampa, FL
| | $0 |
