FINRA Awards for Gregory G. Gocek

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00578	12/13/2017	Claimant(s): Kelley Keys Best Claimant Lawyers(s): Kelley Keys Best Respondent(s): John Herpers, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Megan Roberts Arbitrator(s): Gregory G. Gocek, Thomas L. Dueber, Margaret Ann Barrington Hearing Site: Denver, CO		$0
16-02697	11/30/2017	Claimant(s): Naila Ahmed Claimant Lawyers(s): John J Muldoon Respondent(s): Morgan Stanley, Stephen Bowman Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek Hearing Site: Chicago, IL		$37,170
16-00783	07/31/2017	Claimant(s): Joseph Devaney, Mary Devaney Claimant Lawyers(s): Adrian Mendoza Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		Expungement
16-00179	07/12/2016	Claimant(s): Jacob Gelfand Claimant Lawyers(s): Jacob Gelfand Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI		$38
14-03496	06/12/2015	Claimant(s): Darryl Moskowitz Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$300
12-01720	04/02/2013	Claimant(s): Norman Hoffberg Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		Expungement
12-01553	10/17/2012	Claimant(s): Kenneth Volz, Nancy Volz Claimant Lawyers(s): Kenneth H. Volz, Nancy M. Volz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$0
11-00374	03/15/2012	Claimant(s): Norma Wawrzyniak Claimant Lawyers(s): Benjamin Lapin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		Expungement
11-04236	12/28/2011	Claimant(s): David McAllister, McAllister Family Trust A, McAllister Family Trust B Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Anthony Salino, Lynn Schultz, Mercer Capital, Ltd. Respondent Lawyers(s): Anthony John Salino, Company President, Lynn Gordon Schultz Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$0