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FINRA Awards for Morgan Keegan & Company.

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Displaying 281-290 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0043211/24/2008Claimant(s): Harold Sweet and Georgia Sweet
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson
Hearing Site: Little Rock, AR
Checkmark Icon$85,000
07-0350511/24/2008Claimant(s): Russell Clark, Pauline Clark Revocable Trust
Claimant Lawyers(s): James H. Penick
Respondent(s): John Fortenberry, Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Chet Roberts, David B. Coates, Hugh J. Moore
Hearing Site: Little Rock, AR
Checkmark Icon$0
08-0046911/24/2008Claimant(s): Phoenix Energy Corp
Claimant Lawyers(s): Thomas Michael Hobson
Respondent(s): Steve Kellough, Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0081111/21/2008Claimant(s): Mary Bickerstaff
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas A. Farnen
Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
Checkmark Icon$300
07-0311811/17/2008Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0031511/04/2008Claimant(s): Aubrey Wright and Martha Wright
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Perry Lee Taylor, Joyce F. Glucksman, Robert A. Dean
Hearing Site: Atlanta, GA
Checkmark Icon$90,352
07-0291710/30/2008Claimant(s): Gertrude McLean
Claimant Lawyers(s): Robert G. McLean
Respondent(s): Matthew Clark, Morgan Keegan & Company., Timothy Dumas
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Hugh J. Moore
Hearing Site: Little Rock, AR
Checkmark Icon$500
08-0033510/20/2008Claimant(s): Ray D. Colter, Jr. and Ruth Colter
Claimant Lawyers(s): David Newman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Edward B. Scott, Mark A. Myers, Richard J. Clement
Hearing Site: Jackson, MS
Checkmark Icon$0
07-0028108/29/2008Claimant(s): Ronald Gilman
Claimant Lawyers(s): David Gaba
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Chesley Oriel, Joseph J. Slotnik, Andrew J. Tine
Hearing Site: Providence, RI
Checkmark Icon$106,000
08-0015708/07/2008Claimant(s): Samuel Short
Claimant Lawyers(s): Samuel P. Short
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Donald Milo Helton
Hearing Site: Birmingham, AL
Checkmark Icon$15,425

294 Results

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