Potomac Analytics' Logo

FINRA Awards for Morgan Keegan & Company.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 271-280 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0091003/11/2009Claimant(s): Melinda Oates, Philip Willingham
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman
Hearing Site: Birmingham, AL
Checkmark Icon$187,215
08-0003902/24/2009Claimant(s): James McCarver
Claimant Lawyers(s): Jeffrey A. Backman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph
Hearing Site: Tampa, FL
Checkmark Icon$100,000
08-0036602/24/2009Claimant(s): The Kopel Family Fdtn Charitable Rem Tr
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Robert L. Hudson, Horace A. Andrews, John Morris Hudson
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0075702/24/2009Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0052102/20/2009Claimant(s): Stephanie Pinto, Stephanie Pinto TTEE for Pinto Family, Stephanie Pinto TTEE of Stephen Gambino
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel M. Mankowski, Ralph L. Halpern, Ronald Ripstein
Hearing Site: Buffalo, NY
Checkmark Icon$0
08-0088202/06/2009Claimant(s): Edward Francis Spencer Revocable Trust
Claimant Lawyers(s): Gene E. Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0017401/30/2009Claimant(s): Gennette Chase, Jimmy W. Chase and Genette P. Chase
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Archibald L. Watkins, Harvey Alan Blicksilver, Margaret R. Hoyt
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0066101/27/2009Claimant(s): Kraemer Diel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Robert C. Upton, Earle Park Kelley, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
Checkmark Icon$15,000
08-0066701/16/2009Claimant(s): Palmetto Companies.
Claimant Lawyers(s): Richard A. Harrison
Respondent(s): John Howard, Morgan Keegan & Company.
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Fred A. Forbes, Diana A. Weiner, Eric E. Ludin
Hearing Site: Tampa, FL
Checkmark Icon$1,134,600
08-0069111/25/2008Claimant(s): Wilbur J. Simmons and Fay M. Simmons
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz
Hearing Site: Birmingham, AL
Checkmark Icon$0

294 Results

Display: