| 22-00692 | 06/01/2023 | Claimant(s): Cheryl Weigel, Executrix
Claimant Lawyers(s): Michael P. Stanton
Respondent(s): Wells Fargo Clearing Services, Robert Cautilli
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Guillermo L. Bosch, Arnold Peter Borish, Annya Baskerville
Hearing Site: Philadelphia, PA
|  | Expungement |
| 22-01283 | 05/30/2023 | Claimant(s): Lisa Massar
Claimant Lawyers(s): Lisa B. Massar
Respondent(s): Wells Fargo Clearing Services, Johanna Laudicina, Lauren Matles, Ronald Sirt
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Jerry D. McCormack, Mark A. Frankel, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | Dismissed with Rule 12504 |
| 22-00794 | 04/06/2023 | Claimant(s): Norman Williams
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Frederick Hughes, Wells Fargo Clearing Services
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Gordon M. Wase, Arthur B. O'Connell, John D. Mattingly
Hearing Site: Norfolk, VA
| | $475,625 |
| 21-00713 | 03/21/2023 | Claimant(s): Cary Kneedler, Delphine Baucom, Delphine N. Baucom as Sole Member of, Carry Kneedler, OBO IRA, Delphine Noble Baucom, General Partner, Delphine Noble Baucom. Sole Benefiary of
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Wells Fargo Clearing Services, T. Robertson, William Haas
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John P. Cullem, Langfred W. White, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $0 |
| 22-02423 | 02/21/2023 | Claimant(s): John Rauch
Claimant Lawyers(s): Sandra D Grannum
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum III
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
| | Expungement |
| 21-02427 | 02/08/2023 | Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee
Hearing Site: Houston, TX
| | Expungement |
| 21-02831 | 02/02/2023 | Claimant(s): Lawrence Denisoff
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccaraato
Arbitrator(s): Lawrence R. Maxwell, Subvet West, Diego Jesus Pena
Hearing Site: Dallas, TX
| | Expungement |
| 21-02163 | 12/22/2022 | Claimant(s): Gary Pittman, Sandra Pittman, Publications and Communications., Pittco Ltd.
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s):
Hearing Site: Dallas, TX
| | Expungement |
| 21-01837 | 12/14/2022 | Claimant(s): Mark Wagner
Claimant Lawyers(s): Mark Wagner
Respondent(s): Jack Hsia, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Robert E. Jenks, Marc David Wilde, Betty Jean Jackson
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-02284 | 11/17/2022 | Claimant(s): Jose Camacho
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Julian F. Santos
Hearing Site: Hartford, CT
| | $0 |
