| 18-02418 | 11/15/2019 | Claimant(s): Steven Bender
Claimant Lawyers(s): Steven L. Bender
Respondent(s): Dominick & Dickerman LLC
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Keely D. Parr, Anna Lascar, John Warner Lowe
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 17-00403 | 08/16/2018 | Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
| | Expungement |
| 17-01643 | 03/28/2018 | Claimant(s): Nadia Kilada
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Eric Hernandez
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Morton S. Bunis, Anna Lascar, Brooks White
Hearing Site: New York, NY
| | $0 |
| 16-01890 | 07/12/2017 | Claimant(s): Jan Alpert
Claimant Lawyers(s): Jan Alpert
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Bernard A. Kesselman, Anna Lascar, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
| | $206,783 |
| 15-03326 | 10/24/2016 | Claimant(s): Timothy West
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Mark Miranda, Robert Ciaccio, Rubin Tollinchi
Respondent Lawyers(s): Mark Andrew Miranda, Robert Thomas Ciaccio, Rubin Anthony Tollinchi
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 12-01283 | 10/18/2012 | Claimant(s): Milan Chilla
Claimant Lawyers(s): Milan E. Chilla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Hassan A. Abedi
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 12-01342 | 10/11/2012 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $163 |
| 09-06980 | 04/14/2011 | Claimant(s): Keith Stock
Claimant Lawyers(s): Theodore L. Hecht
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joseph B. Russell, Salvatore J. Bate, Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 10-00418 | 03/17/2011 | Claimant(s): Lawrence Haaker
Claimant Lawyers(s): Jonathan Sack
Respondent(s): John Dunn, Morgan Stanley & Co.
Respondent Lawyers(s): August H. Schupp
Arbitrator(s): Robert I. Rabinowitz, Julian F. Santos, Anna Lascar
Hearing Site: New York, NY
| | $0 |
