22-00423 | 12/05/2023 | Claimant(s): Ramona Mebane Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC
| | Expungement |
20-01009 | 12/22/2021 | Claimant(s): Cooperativa De Ahorro Y Credito Jayuya Claimant Lawyers(s): Edward H. Glenn Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Sara Soto Arbitrator(s): Richard James Igou, Hiram Lee Tanner, Hector R Lopez-Garcia Hearing Site: San Juan, PR
| | Expungement |
17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV Claimant Lawyers(s): Matthew Skidmore Respondent(s): Morgan Stanley, Michael Cooper Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou Hearing Site: Raleigh, NC
| | $0 |
15-01640 | 12/06/2016 | Claimant(s): Bonnie Shepherd, Holton Shepherd, Robert Young, 109 U Pull It. Robert C. Young, Holton & Bonnie Shepherd Claimant Lawyers(s): Patricia L. Vannoy, Ryon M. McCabe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Richard S. Zaifert, Lynne T. Albert, Richard James Igou Hearing Site: Raleigh, NC
| | $119,177 |
15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond Claimant Lawyers(s): Andrew D. Gowdown Respondent(s): Charles James, Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou Hearing Site: Columbia, SC
| | $5,988 |