Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace Claimant Lawyers(s): Alan Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael M. Rosensaft Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman Hearing Site: New York, NY |  | $0 |
| 19-01303 | 09/19/2022 | Claimant(s): Jonathan Harber Claimant Lawyers(s): Alan Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein Hearing Site: New York, NY | | Expungement |
| 15-00382 | 03/27/2017 | Claimant(s): Jerry Heilman, Mary Heilman, Tony Tasca Claimant Lawyers(s): Alan Rosca, Hugh D. Berkson Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Susan M. Thevenet, Nancy Fioritto, Kevin Brodar Hearing Site: Cleveland, OH | | Stipulated Award |