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FINRA Awards for Alan Rosca

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0225809/19/2023Claimant(s): Blake Epstein, Stanley Kiec
Claimant Lawyers(s): Alan Rosca
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Megan VerGow
Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie
Hearing Site: Philadelphia, PA

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