| 10-05726 | 12/31/2012 | Claimant(s): Clara Hickle
Claimant Lawyers(s): Tanya S. Sacks
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin Fitzgerald
Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok
Hearing Site: San Francisco, CA
|  | $0 |
| 12-00515 | 12/27/2012 | Claimant(s): Joel Steinman
Claimant Lawyers(s): Joel Steinman
Respondent(s): Wells Fargo Advisors, SunAmerica Annuity and Life Insurance Co
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | $15,786 |
| 12-00572 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Diane Hunt
Respondent Lawyers(s): Diane M. Hunt
Arbitrator(s): Steven N. Ainbinder, George G. Kurschner, S. William Gersten
Hearing Site: Boca Raton, FL
| | $0 |
| 11-04213 | 12/10/2012 | Claimant(s): Natalie Faith
Claimant Lawyers(s): William J. Gladden
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Edward R. Niederriter, Robert G. Geeseman, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01392 | 11/30/2012 | Claimant(s): David Chow
Claimant Lawyers(s): David Chow
Respondent(s): Wells Fargo Advisors, Llc
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 10-02198 | 11/27/2012 | Claimant(s): Anita P. Hamburg, Anita P. Hamburg Revocable Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Bruce K. Isenberg, Ralph H. Emer, Howard Bernstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03517 | 11/05/2012 | Claimant(s): Peter Ohrenberger
Claimant Lawyers(s): John B. Glynn
Respondent(s): Wells Fargo Advisors, Michael Ewanouski
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
| | $0 |
| 11-02758 | 11/02/2012 | Claimant(s): Joseph Vollmer, Robert Vollmer, POA for J. Vollmer
Claimant Lawyers(s): Robert W. Vollmer, POA for J. Vollmer
Respondent(s): Wells Fargo Advisors, James Copley, Mark Vaughan, Thomas Tiner
Respondent Lawyers(s): Sara Soto, Scott A. Eichhorn
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
| | $0 |
| 11-03911 | 10/22/2012 | Claimant(s): Miriam Dean
Claimant Lawyers(s): Miriam Dean
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
| | $0 |
