| 09-00605 | 12/22/2009 | Claimant(s): Christopher Moore
Claimant Lawyers(s): Scott T. Beall
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): Linda Cox Allen, Patricia Best Vital, Wilburn E. Layman
Hearing Site: Memphis, TN
|  | $61,848 |
| 08-03370 | 11/13/2009 | Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
| | $0 |
| 08-01423 | 11/11/2009 | Claimant(s): William Smythe, Smythe Children's Trust #2 FBO Katherine, William H. Smythe, IV Trust DTD 12/29/87
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Michael S. Hill, Eric Spencer Buchanan, Eugene R. Katz
Hearing Site: Memphis, TN
| | $912,160 |
| 09-00270 | 11/09/2009 | Claimant(s): Jack Olin Robeson Contributory IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Mark A. Myers, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
| | $0 |
| 08-01068 | 09/14/2009 | Claimant(s): Joyce Wilfong
Claimant Lawyers(s): Jan D. Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Gloria J Liddell, Eugene R. Katz, Patricia Best Vital
Hearing Site: Memphis, TN
| | $108,648 |
| 08-01982 | 08/31/2009 | Claimant(s): Larry W. Papasan Living Trust
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Golwen
Arbitrator(s): Philip J. Glick, Eugene R. Katz, Richard K. Smith
Hearing Site: Memphis, TN
| | $51,000 |
| 08-00180 | 07/10/2009 | Claimant(s): Canale Funeral Directors.
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Ruthie Hagan
Arbitrator(s): Linda Cox Allen, Ellen J. Abrams, Todd Edward Phillips
Hearing Site: Memphis, TN
| | $600 |
| 08-00179 | 06/11/2009 | Claimant(s): Henry Klosky and Patricia Klosky
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Irwin S. Sugerman, Norman E. Heyman, Jay R. Robinson
Hearing Site: Memphis, TN
| | $134,000 |
| 08-04627 | 05/27/2009 | Claimant(s): Don Stark
Claimant Lawyers(s): Don F. Stark
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): John D. Mattingly
Hearing Site: Memphis, TN
| | $8,213 |
| 07-03570 | 04/09/2009 | Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
| | $950,600 |
