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FINRA Awards for Melinda S. Milberg

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0295909/19/2022Claimant(s): Yverson Alcide
Claimant Lawyers(s): Yverson Alcide
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Melinda S. Milberg, Linda J. Baer, Stephen James McLaughlin
Hearing Site: Manchester, NH
Checkmark Icon$300
16-0024604/04/2017Claimant(s): George Wood
Claimant Lawyers(s): Scott Fink
Respondent(s): Heather Weber, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Melinda S. Milberg, Denise L. Presley, John Francis Markuns
Hearing Site: Boston, MA
Checkmark IconExpungement
14-0370512/08/2015Claimant(s): Genevieve Lenehan
Claimant Lawyers(s): Robert Jutras
Respondent(s): Justin Amaral, Morgan Stanley
Respondent Lawyers(s): Amy McCallen, William Hohauser
Arbitrator(s): John A. Morin, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
Checkmark Icon$1,058,600
12-0370711/26/2013Claimant(s): Donald Demello
Claimant Lawyers(s): Jeffery S. Bohnet
Respondent(s): Robert Conaty, Coburn & Meredith.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Michael P. Anciello, Melinda S. Milberg, Carol Di Natale
Hearing Site: Providence, RI
Checkmark Icon$0
08-0289903/17/2009Claimant(s): Irene O'Mara
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Ronald L. Cheney, Melinda S. Milberg, Norman Foxman
Hearing Site: Manchester, NH
Checkmark Icon$0
06-0000408/25/2008Claimant(s): Jeffrey and Alexia Hamilton
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Dennis Donnelly, Gregory Hasho, Lawrence Donato, Lizy Chandy, Michael Clements, Vincent Bonato, Continental Broker-Dealer Corp., Gregory M. Hasho Voting Trust, NF Clearing.
Respondent Lawyers(s): Compliance Officer, Gregory M. Hasho, Michael G Shannon, Michael G. Shannon, Michael Clements, Scott Wassmuth
Arbitrator(s): Linda Gelfand Leibig, Arthur J. Giacomarra, Melinda S. Milberg
Hearing Site: Boston, MA
Checkmark Icon$0

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