| 08-03431 | 10/23/2009 | Claimant(s): Henrietta Costa IRA (Roll Over), John T. Costa, IRA
Claimant Lawyers(s): George L. Mahr
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Maria D. Cirillo, Thomas M. Crawford, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
|  | $8,342 |
| 08-04451 | 10/14/2009 | Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): Wachovia Securities, Morgan Stanley & Co.
Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane
Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley
Hearing Site: New York, NY
| | $0 |
| 08-04044 | 10/08/2009 | Claimant(s): Michael Fogarty
Claimant Lawyers(s): John P. Connolly
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Jerome Nelson, Gene E. Godley, Patricia H. Latham
Hearing Site: Washington, DC
| | $0 |
| 07-01692 | 10/07/2009 | Claimant(s): Jiann Ming Doong and Angela Wang
Claimant Lawyers(s): Richard Alan Chen
Respondent(s): Morgan Stanley & Co., Thomas Tishman
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): David S. Billet, Cynthia A. DiMarco, Randolph Guggenheimer
Hearing Site: New York, NY
| | $0 |
| 09-01785 | 09/29/2009 | Claimant(s): Joseph Rici and Carolyn Ricci
Claimant Lawyers(s): Howard Meyers
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Evan Boucher
Arbitrator(s): Frank Muller
Hearing Site: New York, NY
| | $88 |
| 08-03217 | 08/31/2009 | Claimant(s): Melissa Kreisberg, Wayne Kreisberg
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Monroe Mitchel, Marc Scott Shapiro, Allen J. Lefton
Hearing Site: Boca Raton, FL
| | $40,000 |
| 08-04083 | 08/12/2009 | Claimant(s): Thomas Maoli
Claimant Lawyers(s): Thomas M. Knepper
Respondent(s): Morgan Stanley & Co., Marc Eisner
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Craig Scott Bartlett, Marilyn Chin, Michael F. Greco
Hearing Site: Newark, NJ
| | $174,464 |
| 08-04942 | 08/10/2009 | Claimant(s): Michael Leonard
Claimant Lawyers(s): Michael W. Leonard
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
| | $0 |
| 08-03307 | 07/24/2009 | Claimant(s): Albert Longbotham Trust
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Cal G. Gonzales
Arbitrator(s): Gerald D. Wygant, Bonny Kathleen Riggs, Katherine H. O'Neil
Hearing Site: Portland, OR
| | $76,145 |
| 08-04749 | 07/23/2009 | Claimant(s): Cheryl Jordan
Claimant Lawyers(s): Cheryl Jordan
Respondent(s): Morgan Stanley & Co., Stephen La Cour
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | $8,213 |
