| 09-05015 | 10/14/2010 | Claimant(s): John Hanson, John J. Hanson, IRA
Claimant Lawyers(s): Charles A. Bennett
Respondent(s): Morgan Stanley & Co., Vikas Mohindra
Respondent Lawyers(s): John L. Castelly, John Castelly
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
|  | $4,699 |
| 09-01200 | 09/17/2010 | Claimant(s): Darin Bryant, Janie Bryant
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley & Co., Robert Wyatt
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Maxel (Bud) B. Silverberg, Robert C. Denenberg, Edward J. Lynch
Hearing Site: Dallas, TX
| | $0 |
| 09-05230 | 09/15/2010 | Claimant(s): The Beaty Revocable Survivor's Trust
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Jonathan Holman Hathaway, John J. Fitzpatrick, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | $0 |
| 09-02834 | 08/31/2010 | Claimant(s): Joyce Glynn
Claimant Lawyers(s): Joyce B. Glynn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
| | $0 |
| 09-07117 | 08/04/2010 | Claimant(s): John Horne
Claimant Lawyers(s): Michael J. Rudicell
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Anne H. Orr
Hearing Site: Jacksonville, FL
| | $425 |
| 09-03243 | 05/12/2010 | Claimant(s): Q Investments Limited Partnership
Claimant Lawyers(s): Philip Aurbach
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
| | $117,630 |
| 09-02981 | 05/07/2010 | Claimant(s): Barbara Minsky, Edwin Minsky, Barbara Minsky Trust, Edwin Minsky Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): James D. McDonald, Mauricio Arcadier, Sidney Turner
Hearing Site: Boca Raton, FL
| | $40,200 |
| 09-01745 | 03/26/2010 | Claimant(s): Christine L.Lane, as Bene of the
Claimant Lawyers(s): Mark C. Watler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien
Hearing Site: Houston, TX
| | $0 |
| 09-02247 | 03/26/2010 | Claimant(s): Milford Muchnick
Claimant Lawyers(s): Henry T. Nguyen
Respondent(s): Morgan Stanley & Co., William Knowles
Respondent Lawyers(s): August "Jaime" H. Schupp
Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier
Hearing Site: New York, NY
| | $72,000 |
| 09-02083 | 03/25/2010 | Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS
Claimant Lawyers(s): Alan Foxman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert
Hearing Site: Boca Raton, FL
| | $0 |
