| 16-02574 | 05/23/2018 | Claimant(s): Arlene H. Haft IRA, Richard J. Haft IRA, Richard J. Haft Living Trust
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): George G. Kurschner, Mark I. Roth, Scott Manker
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-01955 | 05/03/2018 | Claimant(s): Mariano Sole
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Jose Lozano, Vectorglobal WMG
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Will Murphy, Lance A. Harke, Mark A Bilawsky
Hearing Site: Miami, FL
| | $0 |
| 16-00514 | 02/15/2018 | Claimant(s): Jason Wright, Lenoir Wright
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Frank Fusco, John Smith, Jonathan Miller, Salvatore Caruso, Legend Securities.
Respondent Lawyers(s): Frank Phillip Fusco, John Victor Smith, Jonathan J. Miller, Salvatore Charles Caruso, Salvatore Caruso
Arbitrator(s): Richard W. Cutler, Ellyn S. Roth, George Bartos
Hearing Site: New York, NY
| | $181,970 |
| 13-01237 | 07/25/2014 | Claimant(s): Ramona Wamba
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | Expungement |
| 11-01626 | 12/20/2013 | Claimant(s): Principle Capital Partners, L.P.
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Robert Topp
Arbitrator(s): Joel Margolies, Perry Earl Phillips, Harvey Russell Preston
Hearing Site: Boca Raton, FL
| | $137,000 |
| 09-01467 | 03/31/2010 | Claimant(s): Faye Ruback
Claimant Lawyers(s): David A. Weintraub
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): John R. Loss, Jeffrey C. Johnson, Rebecca Sue Abell-Brown
Hearing Site: Omaha, NE
| | $0 |
| 08-04636 | 12/03/2009 | Claimant(s): STG Realty Corp.
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Susan M. Dunning
Hearing Site: Boca Raton, FL
| | $0 |
| 08-02809 | 10/20/2009 | Claimant(s): Isidore Mayrock, General Partner of REI
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets., Citicorp Investment Services
Respondent Lawyers(s): David J. Butler
Arbitrator(s): J. Martin McDonough, Frank Irizarry, Bernard A. Friedman
Hearing Site: New York, NY
| | $754,000 |
| 08-04172 | 08/11/2009 | Claimant(s): Alex Zhardanovsky
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Theodor Brown, James J. Fishman, David Serko
Hearing Site: New York, NY
| | $284,701 |
