FINRA Awards for David A. Weintraub

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02320	07/01/2024	Claimant(s): Daniel Wise Claimant Lawyers(s): David A. Weintraub Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kristi E. Jacques Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne Hearing Site: New York, NY
18-03538	06/14/2019	Claimant(s): Christopher Facka Claimant Lawyers(s): David A. Weintraub Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL
15-01399	01/09/2018	Claimant(s): Beverly Hunnewell Claimant Lawyers(s): Curtis Carlson Respondent(s): Jeffrey Newman, Sarah Burns, Park Avenue Securities LLC Respondent Lawyers(s): David A. Weintraub, Neil S. Baritz, Z. Logan Gould Arbitrator(s): Gilbert A. Schnirman, Christopher J. Klein, Glenn Franklin Fuller Hearing Site: Miami, FL
08-03686	04/28/2009	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Caroline Mellema Respondent Lawyers(s): David A. Weintraub Arbitrator(s): Lanny M. Leff Hearing Site: Ft. Lauderdale, FL