| 24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet Capital LLC, CrowdStreet.
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter
Hearing Site: Las Vegas, NV
|  | $0 |
| 22-02466 | 12/11/2023 | Claimant(s): Cordia Swanson
Claimant Lawyers(s): Cordia Swanson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson
Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504(a)(6)(B) |
| 23-01049 | 08/21/2023 | Claimant(s): Robert Nanos
Claimant Lawyers(s): Robert L. Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Edward A. Trabin
Hearing Site: Las Vegas, NV
| | $25 |
| 22-01670 | 08/02/2023 | Claimant(s): Peter Corrick
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Fern M. Laethem
Hearing Site: Las Vegas, NV
| | Expungement |
| 22-00164 | 05/05/2023 | Claimant(s): Steven Kurzet
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Joseph Winter, Jay H. Feldstein, Richard Kent Mahrle
Hearing Site: Las Vegas, NV
| | $0 |
| 21-01422 | 02/22/2023 | Claimant(s): Charles Nino, Doreen Filomena, Heather Bily, Charles J. Nino IRA, Duane A. Bily IRA, Heather M. Bily IRA, Patricia A. Bily IRA, Sabrina L. Nino IRA, The Bily Charitable Remainder Unitrust, The Bily Family Trust UAD 12/23/96
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Ron Purvines, Cetera Advisors LLC
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Barbara M. Zak, Avery B. Goodman, Ann H. Nevers
Hearing Site: Las Vegas, NV
| | Expungement |
| 21-00942 | 12/02/2022 | Claimant(s): Steven Daily
Claimant Lawyers(s): Steven R. Daily
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
| | $0 |
| 20-00861 | 04/08/2022 | Claimant(s): George Lyles
Claimant Lawyers(s): George W. Lyles
Respondent(s): Jacob Mohr, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Peter Pound, Thomas M. McHugh
Arbitrator(s): Robert Rosen, David L. Moran, Adam Michael Porter
Hearing Site: Las Vegas, NV
| | Expungement |
| 21-00674 | 02/18/2022 | Claimant(s): Yiqun Lu
Claimant Lawyers(s): Yiqun Lu
Respondent(s): Wing Kei Chan, Futu Clearing Inc, Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Cameron Matheson, Jason O. Billy
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
| | Expungement |
| 19-03307 | 09/30/2021 | Claimant(s): Brian Dornellas
Claimant Lawyers(s): David Liebrader
Respondent(s): George Schmidt
Respondent Lawyers(s): Robert S. Larsen
Arbitrator(s): Barbara M. Zak, Mary M. O'Neil, Robert E. Jenks
Hearing Site: Las Vegas, NV
| | $525,000 |
