Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital., Parkland Securities Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV | ||
| 23-00121 | 09/01/2023 | Claimant(s): James Small Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd Hearing Site: Las Vegas, NV | ||
| 22-02990 | 07/25/2023 | Claimant(s): Adam Udy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Walter Steven Schwartz Hearing Site: Las Vegas, NV | ||
| 23-00280 | 04/11/2023 | Claimant(s): Jeremy Keller Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 22-00657 | 11/17/2022 | Claimant(s): Brent Ure Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Louis M. Parker, Ann H. Nevers, Nancy Lynn Boyd Hearing Site: Las Vegas, NV | ||
| 22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV | ||
| 21-02723 | 05/04/2022 | Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Valerie Holder Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 21-00382 | 12/17/2021 | Claimant(s): Scot Fairchild Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 19-03340 | 11/04/2021 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Ameriprise Financial Services, Michael Peterson Respondent Lawyers(s): Danya W. Blair, James E. Heavey Arbitrator(s): James A. Sigler, Paul E. Dahlman, Richard Mathew Greenspan Hearing Site: Las Vegas, NV |