| 11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
|  | Expungement |
| 10-05365 | 01/28/2013 | Claimant(s): Lueny Bobadilla, Waldemar Ramirez
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., Santander Securities
Respondent Lawyers(s): Richard L. Martens, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Charles Hoffman
Hearing Site: San Juan, PR
| | Expungement |
| 11-02933 | 12/27/2012 | Claimant(s): Andrew Kontos and Kathy Kontos
Claimant Lawyers(s): Andrew Kontos
Respondent(s): David Noble, Lynn Kidd, Citicorp Investment Services
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Elena G. Rodriguez, Daniel Joseph Chiodo, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 12-02177 | 12/26/2012 | Claimant(s): Luis Felipe
Claimant Lawyers(s): Luis M Felipe
Respondent(s): Citi International Financial Services
Respondent Lawyers(s): Jonathan Cohen
Arbitrator(s): Barth Satuloff, Elena G. Rodriguez, Richard K. Hrebik
Hearing Site: San Juan, PR
| | $0 |
| 11-04068 | 11/29/2012 | Claimant(s): Edward Laborio
Claimant Lawyers(s): Edward Laborio
Respondent(s): Robert Myers, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Laila Asmar Folk, Elena G. Rodriguez, Adrienne Elizabeth Rowles
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-05324 | 02/03/2012 | Claimant(s): Ana Rosa Garcia, Luis Rosario Serrano
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maritere Colon-Dominguez
Arbitrator(s): Mark C. Perry, Elena G. Rodriguez, Daniel P. Lund
Hearing Site: San Juan, PR
| | Expungement |
| 10-02723 | 06/24/2011 | Claimant(s): Carmen Martino
Claimant Lawyers(s): Ralph Vallone
Respondent(s): Eric Snyder, Magda Brocco, UBS Financial Services Inc of P.R.
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Elena G. Rodriguez, Luz Ivette Rivera
Hearing Site: San Juan, PR
| | Expungement |
| 09-07255 | 05/20/2011 | Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
| | $0 |
| 10-02468 | 04/07/2011 | Claimant(s): Carmen Babin
Claimant Lawyers(s): Ralph Vallone
Respondent(s): UBS Financial Services Inc of PR
Respondent Lawyers(s): Ubaldo M. Fernandez-Barrera
Arbitrator(s): Elena G. Rodriguez, Todd M. Saunders, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | $17,875 |
| 09-00854 | 01/28/2010 | Claimant(s): Geraldine Kolikow Ttee F/B/O Kolikow Tr
Claimant Lawyers(s): Carlos H. Gamez
Respondent(s): John Sullivan, H&R Block Financial Advisors.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Elena G. Rodriguez, George H. Rausch, James Conrad Sankpill
Hearing Site: Miami, FL
| | Expungement |
