13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky Claimant Lawyers(s): Thomas K. Caldwell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe Hearing Site: Detroit, MI
| | $159,923 |
13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura Claimant Lawyers(s): Peter C. Rageas Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky Hearing Site: Detroit, MI
| | Expungement |
12-02113 | 01/16/2014 | Claimant(s): Larry Ford, Nancy Ford Claimant Lawyers(s): Troy D. Green Respondent(s): Frederick Hensler Respondent Lawyers(s): Chetan S. Patil Arbitrator(s): Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $0 |
11-01143 | 06/28/2012 | Claimant(s): Bernard Gross, Myra Gross Claimant Lawyers(s): Peter C. Rageas Respondent(s): Kevin McCulloch, Morgan Stanley Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky Hearing Site: Detroit, MI
| | Expungement |
10-01708 | 02/15/2011 | Claimant(s): Joseph Rich, Lenore Rich Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Dan Barish, Comerica Securities Respondent Lawyers(s): Michael C. Simoni Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $0 |
07-03136 | 03/25/2010 | Claimant(s): Kerry Budry Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Gunnallen Financial., Questar Capital Corporation Respondent Lawyers(s): Julie H. Firestone, William J. Schifino Arbitrator(s): Patrick R. Sughroue, John G. Martin, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $399,139 |
08-00060 | 12/30/2008 | Claimant(s): Jack Ommert Claimant Lawyers(s): James P. Graven Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services. Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $0 |