Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03188 | 08/14/2024 | Claimant(s): David Moran, David Moran on behalf of his IRA account Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |
| 22-01166 | 06/05/2023 | Claimant(s): Timothy Hladik Claimant Lawyers(s): Adam J. Weinstein Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Edward W. Morris, Peter M Cosel, Jud Perkins Hearing Site: Providence, RI | | Dissmissed by Rule 12206/12504 |
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | | Expungement |
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ | | Expungement |
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH | | $0 |
| 20-01894 | 05/21/2021 | Claimant(s): William Nichols Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |
| 20-01510 | 12/04/2020 | Claimant(s): Betty Flynn, Ronald Flynn Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |