22-01845 | 11/16/2023 | Claimant(s): Xudong Cheng Claimant Lawyers(s): Paul W. Thomas Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Hannah B. Shanks-Parkin Arbitrator(s): Kenneth E. Owen, Mark Alan Sevigny, Caryl Elyse Winter Hearing Site: Los Angeles, CA
| | $0 |
22-00521 | 10/26/2023 | Claimant(s): Mary Ann Miller, Estate of Angeline Cagliola Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): David M. Snyder, Kenneth R. Starr, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | Expungement |
21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts Claimant Lawyers(s): Paul W. Thomas Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin Hearing Site: Los Angeles, CA
| | Expungement |
18-00613 | 02/27/2020 | Claimant(s): Lyle LaMothe Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Mary Lou McGanney, Terrance J. Nolan, Michael J. Fleming Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
19-01320 | 01/29/2020 | Claimant(s): Christina Billington as S. Trustee Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jaqueline R. Meyers Arbitrator(s): Theodore E. Danciart, Olivia J. Valentine, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
18-01899 | 08/28/2019 | Claimant(s): James Porz Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Harvey Barrison, Philip J De Bellis, Patricia Kathleen Costello Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
17-02146 | 08/06/2019 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Mary Price Respondent Lawyers(s): Mary Kathryne Price Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |
17-02598 | 04/09/2019 | Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): T. Peter R. Pound Arbitrator(s): Thomas E. Shuck, Lori A. Coleman, Steven H. Gentry Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
17-02860 | 03/25/2019 | Claimant(s): George Lawlor Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): William H. Morley, Jon Martino, Susan Romano Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
17-01678 | 03/14/2019 | Claimant(s): C.Billington S.T. for J.Billington Trust Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): P. Burke Esq. Arbitrator(s): Anita Rae Shapiro, Noel Harvey Applebaum, Steven H. Gentry Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |