20-00690 | 05/05/2022 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese Hearing Site: San Francisco, CA
| | |
19-01319 | 02/05/2020 | Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter Hearing Site: Los Angeles, CA
| | |
13-02523 | 12/01/2016 | Claimant(s): Edward Signaigo Claimant Lawyers(s): Paul W. Thomas Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Gina Shlaferman, Tracy L. Gerber Arbitrator(s): James D. Knotter, M. LaRae Bakerink, Randy R. Maher Hearing Site: San Diego, CA
| | |
12-00792 | 09/05/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Thomas Staples Respondent Lawyers(s): Paul W. Thomas Arbitrator(s): Joseph C. Roberts Hearing Site: Helena, MT
| | |
11-04099 | 04/13/2012 | Claimant(s): Christina Nielson Claimant Lawyers(s): Rebecca E. MacLaren Respondent(s): Charles Bigham Respondent Lawyers(s): Paul W. Thomas Arbitrator(s): Elliott Zachary Seff Hearing Site: Los Angeles, CA
| | Expungement |
08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert M. Rudnicki Respondent(s): Joe King, Walter Woodrick Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas Hearing Site: New Orleans, LA
| | |