| 22-02461 | 10/18/2023 | Claimant(s): Clarissa Stecher, Deb Wanner, Donald Wanner, Jean Wanner, Joe Stecher, Rhonda Scheetz
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Hilary D. Wells
Arbitrator(s): John J. Fitzpatrick, Michael D. Briggs, Richard Beens
Hearing Site: Bismarck, ND
|  | $0 |
| 22-00134 | 11/30/2022 | Claimant(s): Douglas Ziegelmann
Claimant Lawyers(s): Douglas Ziegelmann
Respondent(s): Tornado
Respondent Lawyers(s): Stephen Murphy
Arbitrator(s): Val D. Hornstein
Hearing Site: Bismarck, ND
| | $0 |
| 20-04088 | 08/04/2022 | Claimant(s): Jawad Khan, Jawad Khan IRA
Claimant Lawyers(s): Jawad Khan
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Bismarck, ND
| | Expungement |
| 20-02181 | 06/07/2022 | Claimant(s): Michael Flick
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Gary Demetri
Respondent Lawyers(s): Gary P. Demetri
Arbitrator(s): Jonathan H. Krotinger, Kathy A. Tatone, Thomas R. Bromberg
Hearing Site: Bismarck, ND
| | $0 |
| 20-03293 | 03/24/2022 | Claimant(s): Jeffrey Trosen, Susan Trosen
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Lynn Hirschfeld Brahin
Hearing Site: Bismarck, ND
| | $70,000 |
| 17-02822 | 01/25/2022 | Claimant(s): Jerome Kemper, Larry Grondahl, Peggy Monette, Clinton and Pamela Rasmussen, Gregory and Vickie Heller, Kenneth and Kristine Kuhn, Mark and Kari Kringen, Steven and Elaine Sinness, Connie E. Lee Living Trust
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner, Lebenthal & Co.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Herbert Liberman, P J Boylan, Ilene T. Gormly
Hearing Site: Bismarck, ND
| | Expungement |
| 20-00668 | 08/27/2021 | Claimant(s): Estate of Gary Lynnes
Claimant Lawyers(s): Ty Lynnes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kerry C. Koep
Hearing Site: Bismarck, ND
| | Expungement |
| 20-03807 | 03/12/2021 | Claimant(s): Douglas Bjornson
Claimant Lawyers(s): Jennifer A. Bjornson-Gillespie
Respondent(s): Gail Van Horn, Katherine Whelan, Kevin Christ, U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Dean J. Dietrich, Gerry A. Gunderson, Jo Anne F. Lewellen
Hearing Site: Bismarck, ND
| | Dismissed by Rule 12206 |
| 15-00038 | 06/20/2019 | Claimant(s): Delise Martire, Sandra Hendricksen Martire
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Edward Jones, Troy Nelson
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan
Hearing Site: Bismarck, ND
| | $513,716 |
| 09-06620 | 08/19/2010 | Claimant(s): Koch Construction.
Claimant Lawyers(s): Scott K. Porsborg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Herbert S. Bratt
Hearing Site: Bismarck, ND
| | $0 |
