Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais Claimant Lawyers(s): Brandon S. Reif Respondent(s): Concorde Investment Services Respondent Lawyers(s): Corporate Office Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone Hearing Site: Bismarck, ND | ||
| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Bridget Larsen Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 22-01660 | 04/24/2023 | Claimant(s): Matthew Engen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mark L Miller Hearing Site: Bismarck, ND | ||
| 20-01942 | 07/01/2022 | Claimant(s): John Lenarz Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): Wells Fargo Clearing Services, John Adams, Mark Giese Respondent Lawyers(s): Retta Miller Arbitrator(s): Lee T. Beske, Lynn Hirschfeld Brahin, Ronald Chun Hearing Site: Bismarck, ND | ||
| 19-00108 | 08/09/2019 | Claimant(s): Gary Wageman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 09-06571 | 07/13/2010 | Claimant(s): Edwin Lundgren Claimant Lawyers(s): E. Brent Lundgren Respondent(s): William Park Respondent Lawyers(s): William Brown Park Arbitrator(s): James A. Lundberg Hearing Site: Bismarck, ND |