| 12-03850 | 05/01/2014 | Claimant(s): Joseph Barr
Claimant Lawyers(s): Joseph Barr
Respondent(s): Wells Fargo Advisors, Jennifer Oravsky, Michael Absher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Leonard E. Benade
Hearing Site: Raleigh, NC
|  | $0 |
| 13-02375 | 02/19/2014 | Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Virginia Bunton
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael J. Henke
Hearing Site: Raleigh, NC
| | $34,982 |
| 13-01932 | 01/29/2014 | Claimant(s): Margaret Vap, Estate of James Norman
Claimant Lawyers(s): Kathleen A. Gleason
Respondent(s): Cheryl David, Elinos Whitlock, 1ST Global Capital Corp.
Respondent Lawyers(s): Michael Pagano
Arbitrator(s): Charles S. Clayton
Hearing Site: Raleigh, NC
| | $26,600 |
| 13-01360 | 12/24/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): David N. Jonson
Respondent(s): Elizabeth Wilson
Respondent Lawyers(s): Sharon A. Keys
Arbitrator(s): C. Marcus Harris
Hearing Site: Raleigh, NC
| | $0 |
| 12-00331 | 11/12/2013 | Claimant(s): Faye Johnson, Terry Johnson, NNN Las Colinas Highlands 3, NNN Las Colinas Highlands 4
Claimant Lawyers(s): David Liebrader
Respondent(s): George Hicks, Wanda Cooper, Capital Investment Group.
Respondent Lawyers(s): Gary M. Saretsky, Jonathan M. Sterling
Arbitrator(s): Wayne Parker, Lynne T. Albert, Robert O. Belo
Hearing Site: Raleigh, NC
| | Expungement |
| 12-01525 | 06/14/2013 | Claimant(s): Daniel Bollinger
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Kelly Tinsley, UBS Financial Services Inc.
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, Karen A. West
Hearing Site: Raleigh, NC
| | Expungement |
| 10-00745 | 05/08/2013 | Claimant(s): John Medley
Claimant Lawyers(s): Michael Fahey
Respondent(s): John Stapleton, Pointe Capital.
Respondent Lawyers(s): Aime Dempsey, Liam O'Brien
Arbitrator(s): Robert T. Allen, George W. McKellar, Michael F. Pearl
Hearing Site: Raleigh, NC
| | Expungement |
| 10-05544 | 09/20/2012 | Claimant(s): Everett Boykin
Claimant Lawyers(s): Robert E. Zaytoun
Respondent(s): Harold Blondeau, John Matthews, John Pace, Michele Wood, Richard Ferguson, Morgan Keegan & Company.
Respondent Lawyers(s): Harold Earl Blondeau, Terry R. Weiss
Arbitrator(s): John Russell Barlow, Michele Ann Ledo, Tom Cameron
Hearing Site: Raleigh, NC
| | $62,000 |
| 09-02090 | 07/12/2012 | Claimant(s): John Simmons, Scott Carle
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Wachovia Securities, Gail Brown, Morgan Keegan & Company., Randy Ross
Respondent Lawyers(s): David A. Picon, Matthew B. Baum, Wayne Hillis
Arbitrator(s): Brian Seth Orol, Leona Beane, Karen E. Sapp
Hearing Site: Raleigh, NC
| | $0 |
| 11-02366 | 04/27/2012 | Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
| | $0 |
